Compliance Packs Resources
Insurance AI Governance Guide
Comprehensive compliance guide for insurance AI governance addressing NAIC Model Bulletin requirements, Colorado SB 21-169, and state unfair trade practices acts. Covers AI use case classification by insurance function (underwriting, pricing, claims, fraud), governance program requirements, third-party vendor management, unfair discrimination testing, adverse consumer impact assessment, and documentation requirements. Essential for insurers using AI in rating, underwriting, or claims decisions.
State AI Law Tracker Template
Ready-to-use template for tracking US state and local AI legislation affecting your organization. Covers active laws including Colorado AI Act, NYC Local Law 144, Illinois AI Video Interview Act, and California AI regulations. Includes compliance matrices by state and requirement type (employment AEDT, insurance, privacy, healthcare, content), action item tracking, and monitoring resources. Essential tool for organizations navigating the patchwork of US state AI requirements.
NIST AI RMF Alignment Guide
Practical implementation workbook for NIST AI Risk Management Framework (AI RMF 1.0) alignment. Covers all four core functions: GOVERN (policies, accountability, culture), MAP (context, stakeholders, impacts), MEASURE (risk assessment, analysis, tracking), and MANAGE (prioritization, controls, monitoring). Includes current state maturity assessment, subcategory checklists with status tracking, gap identification, and implementation planning. Essential for organizations adopting NIST AI RMF.
EU AI Act Compliance Checklist
Comprehensive compliance checklist for EU AI Act implementation with key deadline tracking (Feb 2025 prohibited practices, Aug 2025 GPAI, Aug 2026 full compliance). Includes AI system inventory with risk classification matrix, prohibited practices certification (Article 5), high-risk system requirements checklist, limited-risk transparency obligations, GPAI model requirements, and readiness assessment scoring. Essential for organizations with EU operations or customers.
SR 11-7 AI/ML Model Risk Management Supplement
Comprehensive SR 11-7 compliance checklist for AI and machine learning models in banking. Extends Federal Reserve model risk management guidance to address AI-specific requirements including explainability, bias testing, data drift monitoring, and fair lending compliance. Covers model development, validation, ongoing monitoring, and governance with specific requirements for ECOA adverse action notices. Includes gap assessment and remediation planning for regulatory examination readiness.
AI HIPAA Compliance Checklist
Comprehensive HIPAA compliance checklist for healthcare AI systems that create, receive, maintain, or transmit PHI. Covers Privacy Rule requirements (minimum necessary, de-identification, patient rights), Security Rule requirements (administrative, physical, technical safeguards), AI-specific security considerations (model security, training data, inference), Business Associate requirements for AI vendors, and breach notification scenarios. Includes gap assessment and remediation planning.