Compliance Resources
NIST AI RMF Alignment Guide
Practical implementation workbook for NIST AI Risk Management Framework (AI RMF 1.0) alignment. Covers all four core functions: GOVERN (policies, accountability, culture), MAP (context, stakeholders, impacts), MEASURE (risk assessment, analysis, tracking), and MANAGE (prioritization, controls, monitoring). Includes current state maturity assessment, subcategory checklists with status tracking, gap identification, and implementation planning. Essential for organizations adopting NIST AI RMF.
EU AI Act Compliance Checklist
Comprehensive compliance checklist for EU AI Act implementation with key deadline tracking (Feb 2025 prohibited practices, Aug 2025 GPAI, Aug 2026 full compliance). Includes AI system inventory with risk classification matrix, prohibited practices certification (Article 5), high-risk system requirements checklist, limited-risk transparency obligations, GPAI model requirements, and readiness assessment scoring. Essential for organizations with EU operations or customers.
AI Compliance Landscape Guide
Free AI compliance landscape guide for Chief AI Officers navigating global regulations. Covers EU AI Act requirements and timeline, NIST AI Risk Management Framework, US state laws (Colorado, NYC, Illinois, California), and industry-specific requirements for healthcare, financial services, and insurance. Includes quick assessment tool to identify which regulations apply to your organization, critical compliance dates, and guidance on building a phased compliance program from foundation to mat...
SR 11-7 AI/ML Model Risk Management Supplement
Comprehensive SR 11-7 compliance checklist for AI and machine learning models in banking. Extends Federal Reserve model risk management guidance to address AI-specific requirements including explainability, bias testing, data drift monitoring, and fair lending compliance. Covers model development, validation, ongoing monitoring, and governance with specific requirements for ECOA adverse action notices. Includes gap assessment and remediation planning for regulatory examination readiness.
AI Compliance Checklist - Manufacturing Edition
Complete regulatory compliance toolkit for manufacturing AI systems. Covers OSHA and EU Machinery Regulation safety requirements, ISO quality standards (9001, IATF 16949, AS9100), machine safety standards (ISO 12100, 13849), IEC 62443 cybersecurity requirements, and EU AI Act obligations. Includes industry-specific requirements for automotive, aerospace, food, and pharma. Features documentation requirements, audit preparation, and compliance roadmap for industrial AI deployment.
AI Compliance Checklist - Financial Services Edition
Complete regulatory compliance toolkit for financial services AI. Covers SR 11-7 model risk management, fair lending (ECOA, FCRA, adverse action requirements), SEC and FINRA compliance for trading AI, consumer protection (UDAP/UDAAP), privacy regulations, and AML/BSA requirements. Includes vendor management checklist, examination preparation guide, and 90-day compliance roadmap. Built for banks, credit unions, investment firms, and fintech companies deploying AI.
AI Compliance Checklist - Tech & SaaS Edition
Comprehensive AI compliance toolkit for tech and SaaS companies navigating global regulations. Covers EU AI Act risk classification and conformity requirements, Digital Services Act platform obligations, GDPR AI compliance, US state privacy laws (CCPA/CPRA, Colorado Privacy Act), children's privacy (COPPA, GDPR-K), and content moderation compliance. Includes platform-specific requirements for recommendation systems, generative AI, and automated decision-making. 90-day compliance roadmap inclu...
AI Compliance Checklist - Healthcare Edition
Complete regulatory compliance toolkit for healthcare AI systems. Covers FDA Software as Medical Device (SaMD) classification and approval pathways, HIPAA Privacy and Security Rule requirements, state healthcare AI laws, and clinical documentation requirements. Includes vendor compliance management, incident reporting obligations, and audit preparation guide. Features 90-day compliance roadmap. Built for health systems, medical device companies, and healthcare AI vendors.
AI Compliance Checklist - Insurance Edition
Comprehensive AI compliance checklist built specifically for insurance companies. Covers NAIC AI principles and Model Bulletin requirements, state-by-state regulations (California, New York, Colorado, Illinois), actuarial standards (ASOPs 12, 23, 25, 41, 56), rate filing requirements, unfair discrimination testing, and market conduct examination readiness. Includes compliance matrices by state, policyholder transparency templates, vendor due diligence for ISO/Verisk, and 90-day implementation...
AI Compliance Checklist
Exhaustive 95+ page AI regulatory compliance toolkit built for Chief AI Officers. Covers EU AI Act risk classification and Articles 9-15 requirements, GDPR automated decision-making, US state laws (Colorado AI Act, NYC Local Law 144), and sector regulations. Includes 200+ requirement-by-requirement checklists, 15+ documentation templates, conformity assessment guides, DPIA frameworks, vendor due diligence protocols, audit preparation procedures, and a proven 90-day compliance implementation r...